Joseph Traba
Joseph Traba is a registered investment advisor at Strategy Asset Managers L.L.C., based in Pasadena, CA, with 28 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 572 clients with $740M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Strategy Asset Managers offers Comprehensive Asset Management where they manage your investments and provide financial planning. The annual fee will not exceed 2.00% of the value of your account, billed quarterly in advance. Fees are negotiable and deducted from client accounts. They also assess advisory fees on cash and cash equivalents held in client accounts.
Location
790 E. Colorado Blvd, Suite 200, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is a Managing Director and Sr. Portfolio Manager at Strategy Asset Managers, spending about half his time managing portfolios. He is also an insurance agent at Strategy Insurance Services, LLC, dedicating about 10-20% of his time to sales and marketing of insurance products.
Employment History
Current Registrations
Strategy Asset Managers L.L.C.
The Leaders Group, INC.
The Leaders Group, INC.Broker
Previous Registrations
Key West Investments, LLCBroker
Stonemark Wealth Management
Girard Securities, INC.Broker
Sentinel Securities, INC.Broker
Wespac Advisors, LLC
Southwest Securities, INC.
Southwest Securities, INC.Broker
M. L. Stern & CO, LLC.
M.L. Stern & CO., LLC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.