Phillip Valley
Phillip Valley is a registered investment advisor at Eastwind Capital Wealth Management, based in Westerville, OH, with 29 years of industry experience. Phillip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 324 clients with $95M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Eastwind Capital Wealth Management charges an annual management fee ranging from 1% to 2.0% for its Specialized Strategic Investment Model. The fee is calculated based on the value of your account at the end of each month and is billed monthly. The minimum to open an account is $50,000, but both the management fees and minimums are negotiable. You will also pay execution costs to Charles Schwab & Co., Inc.
Location
921 Eastwind Drive, Suite 101, Westerville, OH, 43081
Get directionsHistory
Regulatory History (1)
Regulatory
October 1989Other Business ActivitiesSells Insurance
Phillip owns Estate Planning Professionals, providing insurance services since 1991, taking about a quarter of his time. He also serves on the Stowe Mission Board of Directors, dedicating minimal time outside of normal business hours.
Employment History
Current Registrations
Eastwind Capital Wealth Management
Previous Registrations
American Equity Investment CorporationBroker
American Equity Investment CorporationBroker
Wall Street Financial Group, INC
Wall Street Financial Group, INC.Broker
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
Brecek & Young Advisors, INC.
Brecek & Young Advisors, INC.Broker
Donahue Securities, INC.Broker
Legacy Financial Services, INC.Broker
Amvest Securities, IncorporatedBroker
Prim Securities, IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.