Phillip Michael Valley

Eastwind Capital Wealth Management

29 Years of Experience

1 DisclosureSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Eastwind Capital Wealth Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

3 advisors

Number of Clients

334 clients

Average Client Portfolio

$208K average

Assets Under Management

$69.6M

Fee Structure

Minimum Investment:$50K

Financial Planning:Investment management only

Location

921 Eastwind Drive, Suite 101, Westerville, OH, 43081

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History

Regulatory History (1)

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Regulatory

October 1989

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Phillip owns Estate Planning Professionals, providing insurance services since 1991, taking about a quarter of his time. He also serves on the Stowe Mission Board of Directors, dedicating minimal time outside of normal business hours.

Employment History

Current Registrations

Eastwind Capital Wealth Management

June 2008 - Present · 17 yrs 8 mos

Previous Registrations

American Equity Investment CorporationBroker

March 2011 - December 2014 · 3 yrs 9 mos

American Equity Investment CorporationBroker

March 2009 - December 2010 · 1 yr 9 mos

Wall Street Financial Group, INC

September 2006 - December 2008 · 2 yrs 3 mos

Wall Street Financial Group, INC.Broker

September 2006 - March 2009 · 2 yrs 6 mos

Geneos Wealth Management, INC.

May 2005 - September 2006 · 1 yr 4 mos

Geneos Wealth Management, INC.Broker

May 2005 - September 2006 · 1 yr 4 mos

Brecek & Young Advisors, INC.

October 2001 - May 2005 · 3 yrs 7 mos

Brecek & Young Advisors, INC.Broker

March 2001 - May 2005 · 4 yrs 2 mos

Donahue Securities, INC.Broker

July 2000 - March 2001 · 8 mos

Legacy Financial Services, INC.Broker

June 1999 - August 2000 · 1 yr 2 mos

Amvest Securities, IncorporatedBroker

October 1998 - May 1999 · 7 mos

Prim Securities, IncorporatedBroker

June 1996 - September 1998 · 2 yrs 3 mos

State Registrations5 states

FLLAOHPATX

Advisor

Exams

No exam information available for this advisor.