David Sutphin is a registered investment advisor at Financial Advisory Partners, LLC, based in Winter Park, FL, with 26 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 138 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Financial Advisory Partners manages investment portfolios through a wrap fee program. The wrap fee covers portfolio management, advisory services, and trade execution. The firm is responsible for research, security selection, and implementing trades. The client pays an all-inclusive wrap fee, and Financial Advisory Partners pays a portion of this fee for trade execution expenses.
Location
1201 S. Orlando Avenue, Suite 350, Winter Park, FL, 32789
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is a partner in Financial Advisory Partners LLC, a financial advisory practice. This business partnership takes up a full-time commitment.
Employment History
Current Registrations
Financial Advisory Partners, LLC
Nbc Securities, INC.Broker
Previous Registrations
Nbc Securities, INC.
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Amsouth Investment Management Company LLC
Amsouth Investment Services, INC.
Amsouth Investment Services, INC.Broker
Banc of America Investment Services, INC.Broker
Allen & Company of Florida, INC.Broker
Banc of America Securities LLCBroker
Banc of America Investment Services, INC.Broker
Nationsbanc Investments, INC.Broker
Barnett Investments, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.