Christopher Walton
Christopher Walton is a registered investment advisor at Ascensus Investment Advisors, LLC, based in Litchfield Park, AZ, with 18 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AIA provides investment advisory services to State Administrators for government savings plans. The fee paid to AIA and its affiliates is based on a percentage of the value of the underlying Plan assets under administration by the Firm. This fee includes AIA’s advisory services as well as other services provided by the Firm and/or its affiliates, including recordkeeping and program administration services. Fees are generally calculated on a daily basis and are due monthly in arrears via direct invoice or automatic deduction from an account held on behalf of the State Administrator.
Location
Litchfield Park, AZ
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Regulatory History (3)
Financial
December 2021Financial
December 2020Financial
November 2020Other Business Activities
Christopher is employed by Ascensus Group, LLC, the firm's parent company. He is also a Sales Consultant with Beneco Systems, LLC, an Ascensus affiliate, representing the full-time execution of his Ascensus job responsibilities.
Employment History
Current Registrations
Ascensus Investment Advisors, LLC
Ascensus Broker Dealer Services, LLC
Ascensus Broker Dealer Services, LLCBroker
Previous Registrations
Adp Broker-Dealer, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Independent Financial Partners
LPL Financial LLCBroker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Allstate Financial Services, LLCBroker
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.Broker
Aig Financial Advisors, INC.Broker
Aig Financial Advisors, INC.
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Harrisdirect LLCBroker
Harrisdirect LLC
Banc One Securities Corporation
Banc One Securities CorporationBroker
Edward JonesBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Recom Securities, INC.Broker
Mills Financial Services, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.