Gulam Fazel
Gulam Fazel is a registered investment advisor at Tucker Asset Management LLC, based in Littleton, CO, with 29 years of industry experience. Gulam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 2,960 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TAM charges a percentage of your portfolio each year, not to exceed 2.00%. The specific rate is determined on a client-by-client basis, considering factors like complexity and assets under management. For accounts over $10,000, TAM also charges an administrative and technology fee of up to $100 per account annually, billed monthly. Fees are billed monthly in arrears based on the average daily balance. TAM may aggregate asset amounts in accounts from your same household together to determine the advisory fee for all your accounts.
Location
1520 West Canal Court, Suite 100, Littleton, CO, 80120
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
December 2015Other Business ActivitiesSells Insurance
Gulam is a managing member of USA Tax & Income Planning, a tax preparation service, and Gulam Fazel Wealth Management Group, LLC, a DBA for Retirement Wealth Advisors. He also manages real estate investments through Global Properties Group and Property Access Sales Solutions, LP, and owns two insurance agencies: Ideal Global Brokerage, LLC and Asset & Income Protection, LLC.
Employment History
Current Registrations
Tucker Asset Management LLC
Previous Registrations
Retirement Wealth Advisors, INC.
LPL Financial LLC
Cetera Investment Advisers LLC
Woodstock Financial Group, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.