Daron Rudy is a CFP-designated registered investment advisor at Sowell Management, based in North Little Rock, AR, with 24 years of industry experience. Daron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 6,572 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sowell Management charges an annual fee based on the value of your portfolio. This fee can be up to 2.5% per year, but the exact amount depends on the size and composition of your portfolio, the services you receive, and the specific investment advisor representative you work with. Fees are typically charged in advance, but can also be billed after the fact. The fee may be negotiable.
Location
5320 Northshore Drive, North Little Rock, AR, 72118
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Regulatory History (1)
Customer Dispute
July 2006Other Business Activities
Daron owns rental houses since 2012 and is a non-managing partner in Oklahoma Real Estate Providers, LLC since 2014. These activities require minimal time and are investment-related.
Employment History
Current Registrations
Sowell Management
Previous Registrations
MML Investors Services, LLCBroker
Allmerica Investments, INC.Broker
First Union Securities, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.