Michael Halla
Michael Halla is a registered investment advisor at Tcfg Investment Advisors, LLC, based in Manitowoc, WI, with 29 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 2,344 clients with $580M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable on a client-by-client basis.
Fee Estimator
Location
100 Maritime Dr, Ste 3-A, Manitowoc, WI, 54220
Get directionsHistory
Regulatory History (6)
Customer Dispute
May 2017Regulatory
April 2015Employment Separation After Allegations
June 2012Customer Dispute
April 2012Customer Dispute
March 2011Customer Dispute
December 2001Other Business ActivitiesSells Insurance
Michael is involved with the Rahr West Art Museum Charitable Foundation and the Roncalli Catholic Schools Endowment Board of Directors, dedicating minimal time to each. He also sells and services insurance through TCFG Insurance Solutions, taking a few hours per week, and may recommend fixed insurance contracts such as fixed annuities or life insurance.
Employment History
Current Registrations
Tcfg Investment Advisors, LLC
Tcfg Wealth Management, LLCBroker
Previous Registrations
Sii Investments, INC.
Sii Investments, INC.Broker
Sii Investments, INC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.