RK
RK

Richard Konst

53 Years of Experience
2 DisclosuresBroker

Richard Konst is a registered investment advisor at Access Financial Group, INC., based in Chicago, IL, with 53 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 279 clients with $270M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
279 clients
Average Client Portfolio
$976K average
Assets Under Management
$272.3M

Fee Structure

Investment management only (planning not offered)

Access Financial Group (AFG) charges a percentage of your portfolio each year. The exact percentage depends on the amount of work involved and is agreed upon in writing. The fee will not exceed between 0.40% and 2.00% of the value of your portfolio. Fees are billed quarterly.

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Location

118 North Clinton Street, Suite 250, Chicago, IL, 60661

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2007
Final
Customer Dispute
January 1976
Settled
Other Business Activities

Richard owns RSLM Corp. and CK Realty LLC, both serving as conduits for real estate holdings. He spends minimal time on these passive investments.

Employment History
Current Registrations
Access Financial Group, INC.
January 2005 - Present · 21 yrs 3 mos
Access Financial Group, INC.
February 1995 - Present · 31 yrs 2 mos
Access Financial Group, INC.Broker
February 1995 - Present · 31 yrs 2 mos
Previous Registrations
Josephthal Lyon & Ross IncorporatedBroker
April 1994 - February 1995 · 10 mos
Rodman & Renshaw INC.Broker
September 1988 - April 1994 · 5 yrs 7 mos
Drexel Burnham Lambert IncorporatedBroker
January 1977 - October 1988 · 11 yrs 9 mos
Drexel Burnham & CO. IncorporatedBroker
February 1976 - January 1977 · 11 mos
Drexel Burnham & CO. IncorporatedBroker
May 1974 - February 1976 · 1 yr 9 mos
Shearson, Hammill & CO., IncorporatedBroker
February 1973 - August 1974 · 1 yr 6 mos
State Registrations19 states
AZCACOCTFLILINKYMDMIMNMONCNHNMNYOHPAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.