James Gebhardt
James Gebhardt is a CFP-designated registered investment advisor at Gebhardt Group, INC, based in Lafayette, CA, with 29 years of industry experience. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 220 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gebhardt Group charges a percentage of the value of your investments. For new clients with accounts at Charles Schwab & Co., the fee is 1.5% per year. For certain client relationships established before 2011, the fee is 1.25% on the first $1,000,000, 0.75% on the next $1,000,000, and 0.50% on amounts between $2,000,001 and $10,000,000. For accounts above $10,000,000, the fee is 0.50% on the entire account. There is a $15,000 minimum annual fee.
Location
3390 Mt. Diablo Boulevard, Suite 250, Lafayette, CA, 94549
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Regulatory History (1)
Customer Dispute
June 2012Other Business ActivitiesSells Insurance
James is an independent insurance agent selling fixed insurance products since 2011, dedicating about 10% of his time to this. He is also the owner of Gebhardt Group, Inc., a registered investment advisor and DBA for insurance and securities, dedicating full-time hours to this.
Employment History
Current Registrations
Gebhardt Group, INC
Previous Registrations
Gebhardt Group, INC
401k Masters, LLC
Gebhardt Group, INC
Integrity Alliance, LLC.Broker
Brokers International Financial Services, LLC
Gebhardt Group, INC
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.