Christopher John Mc Caffrey

Global Assets Advisory, LLC

29 Years of Experience

3 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth

Global Assets Advisory, LLC

Compensation

Fee-Only (AUM)

Firm Size

25 advisors

Number of Clients

1,376 clients

Average Client Portfolio

$246K average

Assets Under Management

$338.1M

Fee Structure

Minimum Investment:$50K

Location

111 North Orange Avenue, Suite 1000, Orlando, FL, 32801

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History

Regulatory History (3)

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Employment Separation After Allegations

January 2024

Customer Dispute

January 2022

Settled

Customer Dispute

April 2004

Denied

View Full SEC Report How to Read Disclosures

Other Business Activities

Christopher is an advisor with International Assets Investment Management LLC and MACO Wealth Management, dedicating about a quarter of his time to each. He also serves as a committee member for Saint Vincent de Paul Parish, secretary for Sonoma County Trailblazers, and trustee for the Estate of Thomas Nelson, each requiring minimal time.

Employment History

Current Registrations

Global Assets Advisory, LLC

March 2024 - Present · 1 yr 11 mos

International Assets Investment Management, LLC

March 2024 - Present · 1 yr 11 mos

Previous Registrations

Morgan StanleyBroker

June 2009 - February 2024 · 14 yrs 8 mos

Morgan Stanley

June 2009 - February 2024 · 14 yrs 8 mos

Morgan Stanley & CO. Incorporated

April 2007 - June 2009 · 2 yrs 2 mos

Morgan Stanley & CO. IncorporatedBroker

April 2007 - June 2009 · 2 yrs 2 mos

Morgan Stanley

July 2004 - April 2007 · 2 yrs 9 mos

Morgan Stanley Dw INC.Broker

September 2002 - April 2007 · 4 yrs 7 mos

A. G. Edwards & Sons, INC.

July 1997 - August 2002 · 5 yrs 1 mo

A. G. Edwards & Sons, INC.Broker

May 1996 - August 2002 · 6 yrs 3 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.