Christopher Caffrey is a registered investment advisor at Global Assets Advisory, LLC, based in Orlando, FL, with 29 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,376 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GAA's investment advisory fees are based on a percentage of the value of your portfolio, up to 3.00% annually. The exact fee is negotiated between you and your advisor. The fee may be paid monthly or quarterly, in advance or after services are provided. In addition to GAA's fee, you may pay transaction fees and internal management fees on mutual funds and exchange-traded funds.
Location
111 North Orange Avenue, Suite 1000, Orlando, FL, 32801
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Regulatory History (3)
Employment Separation After Allegations
January 2024Customer Dispute
January 2022Customer Dispute
April 2004Other Business Activities
Christopher is an advisor with International Assets Investment Management LLC and MACO Wealth Management, dedicating about a quarter of his time to each. He also serves as a committee member for Saint Vincent de Paul Parish, secretary for Sonoma County Trailblazers, and trustee for the Estate of Thomas Nelson, each requiring minimal time.
Employment History
Current Registrations
Global Assets Advisory, LLC
International Assets Investment Management, LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.