Marc Thompson is a registered investment advisor at Sovereign Capital Vantage, INC., based in Ashland, VA, with 17 years of industry experience. Marc operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 68 clients with $27M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Fees are based on the value of the assets held in each account and will be charged at a flat rate not exceeding 1.75%. The annual fee is negotiable and may be reduced for combined household accounts.
Fee Estimator
Location
Ashland, VA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sovereign Capital Vantage, INC.
Previous Registrations
Sovereign Capital Vantage, INC.
Sovereign Capital Vantage, INC.
Edward Jones
Edward JonesBroker
Metlife Securities INC.
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Mercantile Investment Services, INC.Broker
Corelink Financial, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.