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Voon-Chung Wong

28 Years of Experience
San Francisco, CA
Broker

Voon-Chung Wong is a registered investment advisor at Clsa Americas, LLC, based in San Francisco, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 123 clients.

Compensation
Commission-Based
Firm Size
13 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

235 Montgomery Street, Suite 1060, San Francisco, CA, 94104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Clsa Americas, LLC
April 2023 - Present · 3 yrs
Clsa Americas, LLCBroker
April 2023 - Present · 3 yrs
Previous Registrations
Maybank Securities USA INC.Broker
August 2012 - October 2022 · 10 yrs 2 mos
Nomura Securities International, INC.Broker
February 2004 - May 2012 · 8 yrs 3 mos
Lehman Brothers INC.Broker
May 2001 - February 2004 · 2 yrs 9 mos
Abn Amro IncorporatedBroker
May 1999 - March 2001 · 1 yr 10 mos
Abn Amro Asia INC.Broker
April 1996 - May 1999 · 3 yrs 1 mo
State Registrations7 states
CACTFLNYTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Voon-Chung Wong - Financial Advisor | TrueAdvisor