Christian Bauman is a CFP-designated registered investment advisor at Usca Asset Management LLC, based in Houston, TX, with 29 years of industry experience. Christian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments. Their firm serves 25 clients with $170M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
4444 Westheimer, Suite G500, Houston, TX, 77027
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2008Customer Dispute
April 2008Other Business Activities
Christian is a registered representative with USCA Securities, LLC and a financial advisor with US Capital Wealth Advisors, LLC, dedicating minimal time to each. He is also a 25% owner of RAD Industries LLC, an investment company, and a director/portfolio manager for USCA Asset Management LLC, spending about 10-20% of his time on the latter.
Employment History
Current Registrations
Usca Asset Management LLC
U.S. Capital Wealth Advisors, LLC
Usca Securities LLCBroker
Previous Registrations
Usca RIA LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.