IA
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Ian Arrowsmith

29 Years of Experience
1 DisclosureBroker

Ian Arrowsmith is a registered investment advisor at Independent Financial Group, LLC, based in Annapolis, MD, with 29 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
538 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)

IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.

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Location

1906 Towne Centre Blvd, Suite 260, Annapolis, MD, 21401

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History

Regulatory History (1)
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Customer Dispute
December 2002
Denied
Other Business Activities

Ian is a 20% owner of Ballast Partners LLC, an office space property, but dedicates no time to it. He also owns 20% of Scarborough Capital Management, an SEC registered investment advisor, and works there about half of his time as an investment advisor representative.

Employment History
Current Registrations
Independent Financial Group, LLCBroker
January 2018 - Present · 8 yrs 3 mos
Scarborough Capital Management
January 2014 - Present · 12 yrs 3 mos
Previous Registrations
Sii Investments, INC.Broker
December 2008 - December 2017 · 9 yrs
Scarborough Capital Management, INC.
August 1999 - January 2014 · 14 yrs 5 mos
Royal Alliance Associates, INC.Broker
June 1999 - December 2008 · 9 yrs 6 mos
T. Rowe Price Investment Services, INC.Broker
January 1997 - June 1999 · 2 yrs 5 mos
New England SecuritiesBroker
April 1996 - July 1996 · 3 mos
State Registrations42 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.