TrueAdvisor
TrueAdvisor
IA
IA

Ian Arrowsmith

Independent Financial Group, LLC
29 Years of Experience
1 DisclosureBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
527 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$2K
Financial Planning:Investment management only

Location

1906 Towne Centre Blvd, Suite 260, Annapolis, MD, 21401

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ian is a 20% owner of Ballast Partners LLC, an office space property, but dedicates no time to it. He also owns 20% of Scarborough Capital Management, an SEC registered investment advisor, and works there about half of his time as an investment advisor representative.

Employment History
Current Registrations
Independent Financial Group, LLCBroker
January 2018 - Present · 8 yrs 1 mo
Scarborough Capital Management
January 2014 - Present · 12 yrs 1 mo
Previous Registrations
Sii Investments, INC.Broker
December 2008 - December 2017 · 9 yrs
Scarborough Capital Management, INC.
August 1999 - January 2014 · 14 yrs 5 mos
Royal Alliance Associates, INC.Broker
June 1999 - December 2008 · 9 yrs 6 mos
T. Rowe Price Investment Services, INC.Broker
January 1997 - June 1999 · 2 yrs 5 mos
New England SecuritiesBroker
April 1996 - July 1996 · 3 mos
State Registrations42 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMIMNMOMSNCNHNJNVNYOHOKORPASCSDTNTXVAWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.