Brian Gaertner is a registered investment advisor at Riverfront Investment Group, LLC, based in Richmond, VA, with 28 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 977 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RiverFront Investment Group manages investments through wrap fee programs. Clients pay an asset-based fee to the brokerage firm, which then pays RiverFront. RiverFront's fees typically do not exceed 0.50% per year for Advantage and ETF Advantage accounts, and 0.45% for UMA/MDP accounts. RiverFront does not earn an account-level fee for RiverShares model portfolios. Custom Portfolio Solutions fees typically do not exceed 0.50% per year.
Location
1214 East Cary Street, Richmond, VA, 23219
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Brian is the National Accounts Director at RiverFront Investment Group, LLC and a Registered Representative of a Broker Dealer- Marketing/Sales for the RiverFront Funds, Distributed by ALPS. He also serves as President of Whitefish Bay Gridiron Club Inc, a non-profit fundraising organization for local football teams.
Employment History
Current Registrations
Riverfront Investment Group, LLC
Alps Distributors, INC.
Alps Distributors, INC.Broker
Previous Registrations
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Strong Funds Distributors, INC.Broker
State Registrations2 states
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