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Brian Thomas Gaertner

28 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
29 advisors
Number of Clients
977 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

1214 East Cary Street, Richmond, VA, 23219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is the National Accounts Director at RiverFront Investment Group, LLC and a Registered Representative of a Broker Dealer- Marketing/Sales for the RiverFront Funds, Distributed by ALPS. He also serves as President of Whitefish Bay Gridiron Club Inc, a non-profit fundraising organization for local football teams.

Employment History
Current Registrations
Riverfront Investment Group, LLC
May 2012 - Present · 13 yrs 9 mos
Alps Distributors, INC.Broker
August 2011 - Present · 14 yrs 6 mos
Alps Distributors, INC.
August 2011 - Present · 14 yrs 6 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
August 2000 - August 2011 · 11 yrs
Robert W. Baird & CO. IncorporatedBroker
August 2000 - August 2011 · 11 yrs
Strong Funds Distributors, INC.Broker
March 1996 - December 1998 · 2 yrs 9 mos
State Registrations2 states
VAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.