TrueAdvisor
TrueAdvisor
FP
FP

Fermin John Padilla

Cascade Investment Group, INC.
29 Years of Experience
1 DisclosureBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Cascade Investment Group, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
609 clients
Average Client Portfolio
$621K average
Assets Under Management
$378.0M

Fee Structure

Minimum Investment:None
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.50%
$250K - $500K2.00%
$500K - $1.0M1.50%
$1M+1.50%

Fees negotiable for accounts over $1,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

444 E. Pikes Peak Avenue, Suite 200, Colorado Springs, CO, 80903

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2019
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cascade Investment Group, INC.
June 2019 - Present · 6 yrs 8 mos
Cascade Investment Group, INC.Broker
June 2019 - Present · 6 yrs 8 mos
Previous Registrations
Cascade Investment Group, INC.
June 2019 - June 2019 · 0 mos
UBS Financial Services INC.
June 2002 - June 2019 · 17 yrs
UBS Financial Services INC.Broker
June 2002 - June 2019 · 17 yrs
U.S. Bancorp Piper Jaffray INC.
January 1999 - July 2002 · 3 yrs 6 mos
U.S. Bancorp Piper Jaffray INC.Broker
April 1996 - July 2002 · 6 yrs 3 mos
State Registrations9 states
AZCACOFLINMATXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.