DM
PFS
DM
PFS

Dean Robert Moeller

29 Years of Experience
BrokerSells Insurance
Areas of Practice
Financial Planning & CoachingInvestment ManagementRetirement PlanningTax PlanningEducation Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
68 advisors
Number of Clients
1,675 clients
Average Client Portfolio
$227K average
Assets Under Management
$379.5M

Fee Structure

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Location

2360 Celina Road, St Marys, OH, 45885

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Dean is a business manager for Knights of St Johns, spending minimal time on bookkeeping. He also manages a CPA practice/tax & accounting services as a CPA, dedicating about half his time. Additionally, Dean is an independent insurance agent selling life, health, disability, and long-term care insurance.

Employment History
Current Registrations
Latitude Advisors, LLC
December 2009 - Present · 16 yrs 2 mos
Gwn Securities INC.Broker
December 2009 - Present · 16 yrs 2 mos
Previous Registrations
Medallion Advisory Services, LLC
March 2007 - December 2009 · 2 yrs 9 mos
Medallion Investment Services, INC.Broker
March 2007 - December 2009 · 2 yrs 9 mos
Raymond James Financial Services
April 2002 - March 2007 · 4 yrs 11 mos
Raymond James Financial Services, INC.Broker
September 2001 - March 2007 · 5 yrs 6 mos
Hochman & Baker Securities, INC.Broker
June 1999 - September 2001 · 2 yrs 3 mos
Securities Service Network, INC.Broker
July 1997 - May 1999 · 1 yr 10 mos
Wma Securities, INC.Broker
April 1996 - May 1997 · 1 yr 1 mo
State Registrations2 states
INOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.