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Michael Mattison

Planvest Financial, INC.
30 Years of Experience
Gaithersburg, MD
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Michael Mattison is a registered investment advisor at Planvest Financial, INC., based in Gaithersburg, MD, with 30 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Federal Employees, Insurance Planning, and 3 more. Their firm serves 255 clients with $130M in assets under management.

Planvest Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
255 clients
Average Client Portfolio
$494K average
Assets Under Management
$126.0M

Fee Structure

PlanVest Financial charges a percentage of your portfolio, generally not exceeding 1.75% annually, based on the value of your investments. The exact fee is negotiated based on your needs and the complexity of your account. Fees are deducted monthly for assets held at Schwab. PlanVest Financial also offers a wrap fee program and a Supplemental Comprehensive Advisory Service (SCAS) program with a recurring fixed fee.

View Full SEC Brochure

Location

711 Washingtonian Blvd, Suite, Suite 550, Gaithersburg, MD, 20878

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History

Regulatory History (1)
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Customer Dispute
July 2015
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is a registered investment advisor at Planvest Financial and Planvest Federal, dedicating full-time and nearly full-time hours respectively. He also works as an insurance agent offering fixed insurance products to clients, dedicating minimal time to this activity.

Employment History
Current Registrations
Planvest Financial, INC.
January 2018 - Present · 8 yrs 3 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
December 2019 - December 2020 · 1 yr
LPL Financial LLC
August 2012 - May 2018 · 5 yrs 9 mos
Research Financial Strategies
December 2011 - August 2012 · 8 mos
LPL Financial LLCBroker
November 2011 - December 2019 · 8 yrs 1 mo
LPL Financial LLC
November 2011 - November 2011 · 0 mos
Centaurus Financial, INC.Broker
August 2006 - November 2011 · 5 yrs 3 mos
Centaurus Financial, INC.
August 2006 - November 2011 · 5 yrs 3 mos
Usallianz Securities, INC.Broker
September 2003 - September 2006 · 3 yrs
Usallianz Securities, INC.
September 2003 - July 2006 · 2 yrs 10 mos
Multi-Financial Securities Corporation
August 1999 - October 2003 · 4 yrs 2 mos
Multi-Financial Securities CorporationBroker
April 1999 - October 2003 · 4 yrs 6 mos
Intersecurities, INC.Broker
March 1996 - April 1999 · 3 yrs 1 mo
State Registrations1 state
MD
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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