John Edward Moriarty

ChFC

29 Years of Experience

1 DisclosureBrokerSells Insurance

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net WorthCharitable GivingFinancial Planning & CoachingInsurance PlanningBusiness Owners

Transce3nd LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

36 advisors

Number of Clients

2,517 clients

Average Client Portfolio

$144K average

Assets Under Management

$362.0M

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

906 Kirkwood Road, Kirkwood, MO, 63019

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2018

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

John is involved in numerous business activities, including owning several LLCs related to wealth management, tax services, and real estate. He also serves as president of a family foundation and is a registered representative for Madison Avenue Securities and owner/partner of Transce3nd.

Employment History

Current Registrations

Transce3nd LLC

October 2022 - Present · 3 yrs 4 mos

Madison Avenue Securities, LLCBroker

July 2022 - Present · 3 yrs 7 mos

Previous Registrations

Ae Wealth Management, LLC

July 2022 - February 2023 · 7 mos

Transce3nd, LLC

July 2022 - July 2022 · 0 mos

Kalos Capital, INC.Broker

July 2017 - August 2022 · 5 yrs 1 mo

Kalos Management

July 2017 - August 2022 · 5 yrs 1 mo

National Planning Corporation ("npc of America" in Fl & Ny)

October 2007 - July 2017 · 9 yrs 9 mos

National Planning CorporationBroker

October 2007 - July 2017 · 9 yrs 9 mos

American General Securities Incorporated

March 2007 - October 2007 · 7 mos

Heartland Financial Advisors Group, INC.

May 2004 - December 2004 · 7 mos

American General Securities Incorporated

December 2002 - May 2004 · 1 yr 5 mos

American General Securities IncorporatedBroker

October 2002 - October 2007 · 5 yrs

Franklin Financial Services CorporationBroker

May 1996 - October 2002 · 6 yrs 5 mos

State Registrations45 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMIMNMOMTNCNDNENJNMNVNYOHOKORPASCSDTNTXUTVAWAWIWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.