Amy Clark is a CFP, ChFC-designated registered investment advisor at Silver Oak Securities, INC., based in Richmond, VA, with 29 years of industry experience. Amy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
4205 Dover Road, Richmond, VA, 23221
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Amy is an agent at Comprehensive Financial Insurance Services, Inc., focusing on life, health, disability, and long-term care insurance, taking about a quarter of her time. She is also an IAR of RIA at Comprehensive Financial Planning Corp. and an assistant at Highstone Group, dedicating nearly full-time hours to these investment-related activities.
Employment History
Current Registrations
Silver Oak Securities, IncorporatedBroker
Highstone Group
Previous Registrations
Securities Service Network, LLCBroker
Securities America, INC.Broker
Highstone Group
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations1 state
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