AW
AW

Alvin Francisco Walk

27 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
275 advisors
Number of Clients
15,632 clients
Average Client Portfolio
$628K average
Assets Under Management
$9.8B

Fee Structure

Minimum Investment:None
Loading...

Location

5429 Lbj Freeway, Suite 750, Dallas, TX, 75240

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Alvin is a musician, playing the trumpet as a hobby and performing in various groups at his church. This activity takes about 10-20% of Alvin's time.

Employment History
Current Registrations
Prospera Financial Services, INC.Broker
April 2024 - Present · 1 yr 10 mos
Prospera Financial Services, INC.
April 2024 - Present · 1 yr 10 mos
Previous Registrations
Charles Schwab & CO., INC.Broker
July 2020 - November 2023 · 3 yrs 4 mos
Charles Schwab & CO., INC.
July 2020 - November 2023 · 3 yrs 4 mos
Morgan StanleyBroker
December 2014 - July 2020 · 5 yrs 7 mos
Morgan Stanley
December 2014 - July 2020 · 5 yrs 7 mos
1st Global Capital CORP.Broker
January 2006 - December 2014 · 8 yrs 11 mos
1st Global Advisors INC
January 2006 - December 2014 · 8 yrs 11 mos
Waddell & Reed, INC.Broker
May 2005 - December 2005 · 7 mos
Waddell & Reed, INC.
May 2005 - December 2005 · 7 mos
Fidelity Brokerage Services LLCBroker
March 1996 - March 2004 · 8 yrs
State Registrations2 states
NCTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alvin Francisco Walk - Financial Advisor | TrueAdvisor