RF
CFP
RF
CFP

Ryan Fleming

30 Years of Experience
1 DisclosureBrokerSells Insurance

Ryan Fleming is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Washington, DC, with 30 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3079 advisors
Number of Clients
399,450 clients
Average Client Portfolio
$525K average
Assets Under Management
$209.7B

Fee Structure

Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.

Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.

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Location

1850 M Street, Nw, Suite 250, Washington, DC, 20036

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2015
Settled
Other Business ActivitiesSells Insurance

Ryan sells fixed insurance products as an agent from the branch location. He also spends nearly full-time as an IAR of RIA Armstrong, Fleming & Moore, Inc., providing asset management, financial planning, and consulting services. Ryan is also a co-owner, president, and director of Armstrong, Fleming & Moore, which processes expenses for securities and the RIA business.

Employment History
Current Registrations
Commonwealth Financial Network
July 2009 - Present · 16 yrs 9 mos
Commonwealth Financial NetworkBroker
July 2009 - Present · 16 yrs 9 mos
Armstrong, Fleming & Moore, INC.
July 2003 - Present · 22 yrs 9 mos
Previous Registrations
Fsc Securities CorporationBroker
March 1996 - July 2009 · 13 yrs 4 mos
State Registrations38 states
AZCACOCTDCDEFLGAHIILINKSKYLAMAMDMEMIMNMONCNENHNJNMNVNYOHORPARISCTNTXVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ryan Fleming - Financial Advisor | TrueAdvisor