Stephen Faries
Stephen Faries is a registered investment advisor at Marchand Faries Financial Management, INC., based in Keystone Heights, FL, with 29 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 90 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.75% |
| $1.0M - $2.0M | 0.50% |
| $2M+ | 0.25% |
Related accounts may be aggregated for fee calculation purposes. Other fees may be negotiated in special cases.
Fee Estimator
Location
Keystone Heights, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stephen is a member of the Missouri Bar Association. This activity is not investment-related.
Employment History
Current Registrations
Marchand Faries Financial Management, INC.
Previous Registrations
Wealth INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.