Faith Lee is a registered investment advisor at Syndicated Capital, INC., based in Diamond Bar, CA, with 26 years of industry experience. Faith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 393 clients with $120M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
393 clients
Average Client Portfolio
$313K average
Assets Under Management
$123.0M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable with the advisors.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
21671 Gateway Center Drive, Suite 111, Diamond Bar, CA, 91765
Get directionsHistory
Regulatory History (1)
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Regulatory
December 2011Final
Employment History
Current Registrations
Syndicated Capital, INC.
June 2009 - Present · 16 yrs 10 mos
Syndicated Capital, INC.Broker
July 2003 - Present · 22 yrs 9 mos
Previous Registrations
Nexa SecuritiesBroker
April 2002 - December 2002 · 8 mos
Comerica SecuritiesBroker
February 2001 - October 2001 · 8 mos
Independence One Brokerage Services, INC.Broker
November 1999 - February 2001 · 1 yr 3 mos
Firstrade Securities INC.Broker
November 1998 - October 1999 · 11 mos
American Express Financial Advisors INC.Broker
March 1996 - November 1996 · 8 mos
Ids Life Insurance CompanyBroker
March 1996 - November 1996 · 8 mos
State Registrations13 states
CADEFLKYLAMINDNENVPRSCVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.