Curt Caserta
Curt Caserta is a registered investment advisor at Osaic Wealth, INC., based in West Warwick, RI, with 29 years of industry experience. Curt operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1300 Division Road, Suite 203, West Warwick, RI, 02893
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Curt is a broker at Brokers Services, Inc., selling and supporting term insurance and non-variable fixed annuities. He also works as a part-time scuba diving instructor and is a member of the Estate Planning Council of RI.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Capital Wealth Management, LLC
Previous Registrations
Triad Advisors LLCBroker
NFP Securities, INC.
NFP Securities, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations7 states
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