Troy Franzen is a registered investment advisor, based in Irvine, CA, with 28 years of industry experience.
Location
2010 Main St., Suite 220, Irvine, CA, 92614
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Troy works as a relationship manager for SIA LLC, focusing on RIA sales and service. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
March 2025 - Present · 1 yr 1 mo
Signature Investment Advisors, LLC
December 2014 - Present · 11 yrs 4 mos
Seia
October 2013 - Present · 12 yrs 6 mos
Previous Registrations
Royal Alliance Associates, INC.Broker
November 2018 - June 2023 · 4 yrs 7 mos
Signator Investors, INC.Broker
January 2014 - November 2018 · 4 yrs 10 mos
City National Securities, INC.
August 2013 - September 2013 · 1 mo
City National Securities, INC.Broker
October 2010 - September 2013 · 2 yrs 11 mos
Comerica Securities
March 2004 - July 2010 · 6 yrs 4 mos
Comerica SecuritiesBroker
May 2002 - July 2010 · 8 yrs 2 mos
Signator Investors, INC.Broker
May 1996 - September 2001 · 5 yrs 4 mos
John Hancock Mutual Life Insurance CompanyBroker
May 1996 - May 1997 · 1 yr
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.