Douglas Michael Schultz

Smith Moore & CO.

29 Years of Experience

BrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningTax PlanningEstate PlanningEducation PlanningCharitable GivingInsurance Planning

Smith Moore & CO.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

46 advisors

Number of Clients

3,901 clients

Average Client Portfolio

$515K average

Assets Under Management

$2.0B

Fee Structure

Minimum Investment:None

Location

401 S Banker St, Suite E, Effingham, IL, 62401

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business ActivitiesSells Insurance

Douglas works as an insurance agent, providing insurance services and sales since 2009. This activity requires minimal time.

Employment History

Current Registrations

Smith, Moore & CO.Broker

July 2009 - Present · 16 yrs 7 mos

Smith Moore & CO.

July 2009 - Present · 16 yrs 7 mos

Previous Registrations

Wells Fargo Advisors, LLCBroker

January 2008 - August 2009 · 1 yr 7 mos

Wells Fargo Advisors, LLC

January 2008 - August 2009 · 1 yr 7 mos

A. G. Edwards & Sons, INC.

June 2002 - January 2008 · 5 yrs 7 mos

A. G. Edwards & Sons, INC.Broker

January 1999 - January 2008 · 9 yrs

Fiserv Investor Services, INC.Broker

September 1997 - January 1999 · 1 yr 4 mos

Link Investment Services, INC.Broker

February 1996 - September 1997 · 1 yr 7 mos

State Registrations21 states

ALAZCODEFLGAIAILINKYMOMSNCNMNVOHPATNTXWIWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.