Gregory Gallo
Gregory Gallo is a PFS-designated registered investment advisor at Garden State Investment Advisory Services, LLC, based in Red Bank, NJ, with 30 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 2,122 clients with $560M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.0M | 1.50% |
| $2.0M - $3.0M | 1.25% |
| $3M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Location
328 Newman Springs Road, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (2)
Regulatory
January 2011Customer Dispute
June 2010Other Business ActivitiesSells Insurance
Gregory is a co-founder of The Opus Group LLC since 2004. He also sells life and health insurance, dedicating about a quarter of his time to this activity. Additionally, Gregory is an officer for two non-profit organizations, the Hoboken Italian Festival and the Howell Township Southern Little League Board of Directors, spending minimal time on each.
Employment History
Current Registrations
Garden State Investment Advisory Services, LLC
Garden State Securities, INC.Broker
Previous Registrations
Kirlin Securities INC.Broker
M.S. Farrell & Company, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.