John Oneill
John Oneill is a registered investment advisor at O'neill Financial Management, INC., based in Lake Forest, CA, with 29 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 139 clients with $76M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
O'Neill Financial Management offers two investment management services:
- Comprehensive Portfolio Management: Fees are charged through Independent Money Managers and will not exceed 1.60% annually, billed quarterly in advance.
- American Funds Service: The annual fee is 1.00%, billed quarterly in arrears.
Location
23201 Lake Center Drive, Suite 215, Lake Forest, CA, 92630
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an employee and California insurance agent doing business as O'Neill Financial Management, providing financial advisory services, sales of fixed and variable annuities, insurance products, and use of third-party money managers since 1995. This activity is investment-related and takes nearly all of John's time.
Employment History
Current Registrations
O'neill Financial Management, INC.
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Genworth Financial Advisers Corporation
Genworth Financial Securities CorporationBroker
H.D. Vest Investment Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.