AH
AH

Andrew David Horowitz

29 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningInsurance PlanningCharitable GivingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
336 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

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Location

2000 Avenue of the Stars, Suite 530 N, Los Angeles, CA, 90067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is a limited partner in DMH Limited, a passive partnership with family. He is also a general partner in Horowitz Enterprises, LLC and Horowitz Legacy, both long-term donations to non-profit organizations. Additionally, Andrew is the President and CEO of ADH & Company Inc., a family investment company, dedicating minimal time.

Employment History
Current Registrations
Rockefeller Capital Management
August 2025 - Present · 6 mos
Rockefeller Capital Management
March 2020 - Present · 5 yrs 11 mos
Rockefeller Financial LLCBroker
March 2020 - Present · 5 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2017 - March 2020 · 3 yrs
Morgan Stanley
December 2011 - March 2017 · 5 yrs 3 mos
Morgan StanleyBroker
November 2011 - March 2017 · 5 yrs 4 mos
E. S. Hope FinancialBroker
February 2007 - January 2008 · 11 mos
The Estate Management Group, INC.
June 2001 - November 2011 · 10 yrs 5 mos
LPL Financial LLC
November 1997 - November 2011 · 14 yrs
LPL Financial LLCBroker
October 1997 - November 2011 · 14 yrs 1 mo
The Advisors Group, INC.Broker
July 1996 - October 1997 · 1 yr 3 mos
Smith Culver InvestmentsBroker
February 1996 - July 1996 · 5 mos
State Registrations25 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.