DK
DK

David Alan King

29 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
34 advisors
Number of Clients
1,350 clients
Average Client Portfolio
$384K average
Assets Under Management
$519.0M

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.95%
$1.0M - $3.0M1.75%
$3.0M - $5.0M1.50%
$5M+1.00%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$1,200
Loading...

Location

North Richland Hills, TX

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

David owns an online t-shirt and clothing company, dedicating minimal time to it. He is also an insurance agent/owner at King Financial Services, focusing on insurance sales, which takes about 10-20% of his time.

Employment History
Current Registrations
Compass Financial Management LLC
November 2025 - Present · 3 mos
Allstate Financial Advisors, LLC
August 2025 - Present · 6 mos
Allstate Financial Services, LLCBroker
August 2025 - Present · 6 mos
Previous Registrations
Simplicity Wealth
July 2024 - June 2025 · 11 mos
Ameriprise Financial Services, LLCBroker
August 2020 - July 2024 · 3 yrs 11 mos
Ameriprise Financial Services, LLC
August 2020 - July 2024 · 3 yrs 11 mos
Cetera Advisor Networks LLCBroker
November 2017 - September 2020 · 2 yrs 10 mos
Goldman Sachs Personal Financial Management
June 2012 - September 2020 · 8 yrs 3 mos
Girard Securities, INC.Broker
May 2012 - November 2017 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - May 2012 · 2 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2012 · 2 yrs 7 mos
Banc of America Investment Services, INC.Broker
May 2004 - October 2009 · 5 yrs 5 mos
Banc of America Investment Services, INC.
May 2004 - October 2009 · 5 yrs 5 mos
UBS Financial Services INC.
May 2001 - June 2004 · 3 yrs 1 mo
UBS Financial Services INC.Broker
May 2001 - June 2004 · 3 yrs 1 mo
The (wilson) Williams Financial GroupBroker
October 1999 - May 2001 · 1 yr 7 mos
Linsco/private Ledger CORP.Broker
October 1999 - October 1999 · 0 mos
National Securities CorporationBroker
November 1997 - October 1999 · 1 yr 11 mos
Edward D. Jones & CO., L.P.Broker
February 1996 - October 1997 · 1 yr 8 mos
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.