David King
David King is a registered investment advisor at Compass Financial Management LLC, based in North Richland Hills, TX, with 29 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,350 clients with $520M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.95% |
| $1.0M - $3.0M | 1.75% |
| $3.0M - $5.0M | 1.50% |
| $5M+ | 1.00% |
Fee Estimator
Location
North Richland Hills, TX
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2009Customer Dispute
December 2005Customer Dispute
July 2004Other Business ActivitiesSells Insurance
David owns an online t-shirt and clothing company, dedicating minimal time to it. He is also an insurance agent/owner at King Financial Services, focusing on insurance sales, which takes about 10-20% of his time.
Employment History
Current Registrations
Compass Financial Management LLC
Previous Registrations
Allstate Financial Services, LLCBroker
Allstate Financial Advisors, LLC
Simplicity Wealth
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Cetera Advisor Networks LLCBroker
Goldman Sachs Personal Financial Management
Girard Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
UBS Financial Services INC.Broker
UBS Financial Services INC.
The (wilson) Williams Financial GroupBroker
Linsco/private Ledger CORP.Broker
National Securities CorporationBroker
Edward D. Jones & CO., L.P.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.