GM
GM

George Peralta Mendoza

29 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
10 clients
Average Client Portfolio
$226K average
Assets Under Management
$2.3M

Fee Structure

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Location

5959 Topanga Canyon Blvd, Suite 180, Woodland Hills, CA, 91367

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

George owns several businesses, including GPM Financial Corporation, KM Financial Group Inc, George P Mendoza Tax Service, and GPM Securities Corporation. He also sells fixed annuities and life insurance through direct relationships with Equitrust Life and Jackson Nat Life, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Regal Advisory Services, INC.
August 2016 - Present · 9 yrs 6 mos
Osaic Wealth, INC.
June 2012 - Present · 13 yrs 8 mos
Osaic Wealth, INC.Broker
July 1996 - Present · 29 yrs 7 mos
Previous Registrations
Royal Alliance Associates, INC.
August 2005 - September 2011 · 6 yrs 1 mo
Regal Advisory Services, INC.
January 1998 - March 2016 · 18 yrs 2 mos
State Registrations20 states
AZCACOCTFLHIINKSKYMAMDMENCNVOKPASCTXVAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.