| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable on a client-by-client basis.
Austin, TX
Get directionsNo disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Carl provides compliance consulting services to contract clients through Red Oak Compliance, dedicating about half his time. He also owns CLH Compliance, LLC, providing compliance support, and spends about 10-20% of his time on this. Additionally, Carl assists with player development strategies for Nex Level, LLC, a personal training/basketball coaching business, spending a few hours per week.