Carl Huntley is a registered investment advisor, based in Austin, TX, with 22 years of industry experience.
Location
Austin, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carl provides compliance consulting services to contract clients through Red Oak Compliance, dedicating about half his time. He also owns CLH Compliance, LLC, providing compliance support, and spends about 10-20% of his time on this. Additionally, Carl assists with player development strategies for Nex Level, LLC, a personal training/basketball coaching business, spending a few hours per week.
Employment History
Current Registrations
Tcfg Wealth Management, LLCBroker
Tcfg Investment Advisors, LLC
Tcfg Wealth Management, LLC
Previous Registrations
Thornhill Securities, INC.
Thornhill Securities, INC.Broker
Titleist Asset Management, LTD.
Titleist Asset Management, LTD.Broker
MML Investors Services, LLCBroker
Waveland Capital Partners LLCBroker
Tcfg Investment Advisors, LLC
Tcfg Wealth Management, LLCBroker
Microventure Marketplace INC.Broker
Honest Dollar
NFP RIA Services, LLC
NFP Advisor Services, LLCBroker
NFP Advisor Services, LLC
Riverstone Wealth Management
Riverstone Wealth Management, INC.Broker
Amherst Securities Group, L.P.Broker
Electronic Trading Group, LLCBroker
Protrader Securities L.P.Broker
Cybertrader, INC.Broker
Nylife Securities INC.Broker
State Registrations1 state
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