Mary Carleton is a PFS-designated registered investment advisor at E. A. Horwitz LLC, based in Baton Rouge, LA, with 30 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 369 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
E.A. Horwitz, LLC charges a percentage of your portfolio for ongoing monitoring, ranging from 0.625% to 2.00% per year, billed quarterly in advance. This fee may be negotiable. No advisory fee is charged on fixed income securities, cash, or money markets. Open-ended mutual funds are billed on a per-fund basis, and ticket charges may apply to mutual fund trades.
Location
7648 Picardy Avenue, Suite 100, Baton Rouge, LA, 70808
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Mary is a principal shareholder in Carleton & Company CPAs, owns commercial and residential real estate, and is involved with several other businesses and organizations. She is also an investment adviser representative for E.A. Horwitz LLC.
Employment History
Current Registrations
E. A. Horwitz LLC
Previous Registrations
Western International Securities, INC.Broker
Western International Securities, INC.Broker
Horwitz & Associates, INC.
Insight Securities, INC.Broker
Broad Street Securities, INC.Broker
Ic Advisory Services, INC.
The Investment Center, INC.
The Investment Center, INC.Broker
Sal Financial Services, INC.Broker
Sterne Agee Capital Markets, INC.Broker
H.D. Vest Investment Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.