Erik Anderson is a registered investment advisor at J.H. Darbie & CO., INC., based in New York, NY, with 25 years of industry experience. Erik operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
J.H. Darbie offers a wrap fee program where clients pay a single fee for advisory and brokerage services. The annual fee ranges from 0.85% to 1.85% of the value of your investments, but may be lower for fixed income products. The fee is paid monthly. Third-party fees, such as custodial, clearing, and mutual fund fees, are not included in the wrap fee.
Location
48 Wall St., Suite 1206, New York, NY, 10005
Get directionsHistory
Regulatory History (1)
Financial
May 2016Other Business Activities
Erik is a compliance consultant for Saro Partners and himself. He spends about 10-20% of his time on the Saro Partners role and a few hours per week on his own compliance consulting.
Employment History
Current Registrations
J.H. Darbie & CO., INC.
Wolf A. Popper, INC.
Wolf A. Popper, INC.Broker
J.H. Darbie & CO., INC.
J.H. Darbie & CO., INC.Broker
Previous Registrations
Legend Securities, INC.Broker
Phx Financial, INC.Broker
Portfolio Advisors Alliance, INC.Broker
John Thomas FinancialBroker
Brookville Capital Partners LLC.Broker
Seaboard Securities, INC.Broker
Martinez-Ayme SecuritiesBroker
Basic Investors INC.Broker
Oppenheimerfunds Distributor, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.