8888 E. Raintree Drive, Suite 110, Scottsdale, AZ, 85260
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Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →James is a licensed insurance agent, but only collects trail commissions on prior sales and does not engage in new commission-based sales. He also serves as an independent trustee, dedicating a few hours per week to managing trust assets.