David Waddell is a CFP-designated registered investment advisor at Waddell & Associates, LLC, based in Memphis, TN, with 22 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 1,022 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.33% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $8.0M | 0.60% |
| $8.0M - $20.0M | 0.50% |
| $20M+ | 0.20% |
Fee Estimator
Location
5188 Wheelis Drive, Memphis, TN, 38117
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is a passive shareholder in Ironhorse Capital LLC, an SEC registered investment advisor. He spends no time on this activity.
Employment History
Current Registrations
Waddell & Associates, LLC
Previous Registrations
Ironhorse Capital LLC
Waddell & Associates INC
State Registrations1 state
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