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Bradley Lott

28 Years of Experience
2 DisclosuresBrokerSells Insurance

Bradley Lott is a registered investment advisor at American Independent Securities Group, LLC, based in Troy, MI, with 28 years of industry experience. Bradley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 2,987 clients with $600M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
47 advisors
Number of Clients
2,987 clients
Average Client Portfolio
$203K average
Assets Under Management
$604.9M

Fee Structure

AISG offers investment advisory services through various platforms, each with its own fee structure. Fees for Charles Schwab and RBC management services generally range from 0.75% to 2.5% of your portfolio annually, but are negotiable. The fee is based on factors like the amount you invest, the scope of the engagement, and the investment style. A minimum of $2,500 of assets under management is required for Charles Schwab Advisory Services and $10,000 for RBC Management Services, though this may be negotiable. Fees are typically deducted directly from your account monthly or quarterly in advance.

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Location

2150 Butterfield Dr Ste 200, Troy, MI, 48084

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2016
Final
Customer Dispute
October 2011
Settled
Other Business ActivitiesSells Insurance

Bradley owns Monaco Properties LLC (rental property), Lott Wealth Management LLC, and North Financial LLC, but spends no time on these activities. Bradley is also a licensed insurance agent selling life, variable annuity, and accident/health insurance, dedicating a few hours per week to this activity.

Employment History
Current Registrations
American Independent Securities Group, LLC
March 2025 - Present · 1 yr 1 mo
American Independent Securities Group, LLCBroker
March 2025 - Present · 1 yr 1 mo
Previous Registrations
L.M. Kohn & Company
July 2014 - March 2025 · 10 yrs 8 mos
L.M. Kohn & CompanyBroker
June 2014 - March 2025 · 10 yrs 9 mos
L.M. Kohn & Company
June 2014 - July 2014 · 1 mo
Wells Fargo Advisors, LLC
October 2011 - June 2014 · 2 yrs 8 mos
Wells Fargo Advisors, LLCBroker
August 2011 - June 2014 · 2 yrs 10 mos
Wells Fargo Advisors, LLC
August 2011 - September 2011 · 1 mo
Morgan Stanley Smith Barney LLC
September 2010 - September 2011 · 1 yr
Morgan Stanley Smith BarneyBroker
June 2009 - September 2011 · 2 yrs 3 mos
Citigroup Global Markets INC.Broker
January 2007 - June 2009 · 2 yrs 5 mos
UBS Financial Services INC.
November 2002 - January 2007 · 4 yrs 2 mos
UBS Financial Services INC.Broker
October 1998 - January 2007 · 8 yrs 3 mos
Dean Witter Reynolds INC.Broker
April 1997 - November 1998 · 1 yr 7 mos
State Registrations29 states
AZCACOFLGAHIIDILINKSKYMAMDMIMNMONCNVNYOHOKORPRSCSDTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.