DR
CFP
DR
CFP

David Scott Rosenthal

24 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
104 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$155.2M

Fee Structure

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Location

8550 E Shea Blvd, Suite 130, Scottsdale, AZ, 85260

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is a 50% owner and manager of WMS Fund Management, LLC, which manages a fixed income private placement investment. He spends a few hours per week on day-to-day operations and winding down the operations.

Employment History
Current Registrations
Wealth Management Solutions
September 2003 - Present · 22 yrs 5 mos
Previous Registrations
Rsm Mcgladrey, INC.
August 2001 - July 2003 · 1 yr 11 mos
State Registrations2 states
AZCA
Advisor
Exams
No exam information available for this advisor.