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Cynthia a Pulver

Kingswood Wealth Advisors, LLC
29 Years of Experience
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningCharitable GivingBusiness OwnersHigh Net Worth
Kingswood Wealth Advisors, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
111 advisors
Number of Clients
9,250 clients
Average Client Portfolio
$267K average
Assets Under Management
$2.5B

Fee Structure

Minimum Investment:$100K

Location

11440 W. Bernardo Court, Suite 300, San Diego, CA, 92127

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
December 2018
Employment Separation After Allegations
December 2018
Customer Dispute
July 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Cynthia is involved in several outside business activities, including a flow-through entity, mortgage loan origination, fixed life and annuity products, and health insurance. She dedicates about a quarter of her time to fixed life and annuity products, and a few hours per week to other activities.

Employment History
Current Registrations
Kingswood Wealth Advisors, LLC
December 2021 - Present · 4 yrs 2 mos
Kingswood Capital Partners, LLC
December 2021 - Present · 4 yrs 2 mos
Kingswood Capital Partners, LLCBroker
December 2021 - Present · 4 yrs 2 mos
Previous Registrations
Benchmark Investments, LLCBroker
December 2021 - December 2021 · 0 mos
Benchmark Advisory Services, LLC
December 2021 - December 2021 · 0 mos
International Assets Investment Management, LLC
March 2019 - November 2021 · 2 yrs 8 mos
International Assets Advisory, LLCBroker
February 2019 - November 2021 · 2 yrs 9 mos
Purshe Kaplan Sterling InvestmentsBroker
January 2014 - January 2019 · 5 yrs
Global View Capital Management, LTD
January 2014 - January 2019 · 5 yrs
The Strategic Financial Alliance, INC.Broker
March 2013 - December 2013 · 9 mos
The Strategic Financial Alliance
March 2013 - December 2013 · 9 mos
Transamerica Financial Advisors, INC.
January 2012 - March 2013 · 1 yr 2 mos
Transamerica Financial Advisors, INCBroker
January 2012 - March 2013 · 1 yr 2 mos
Investment Advisors International, INC.
October 2008 - January 2012 · 3 yrs 3 mos
World Group Securities, INC.Broker
April 2002 - January 2012 · 9 yrs 9 mos
Wma Securities, INC.Broker
April 1996 - April 2002 · 6 yrs
State Registrations16 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Cynthia A Pulver - Financial Advisor | TrueAdvisor