Cain Kobert
Cain Kobert is a CFP-designated registered investment advisor at LPL Financial LLC, based in Naples, FL, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
200 Aviation Drive N. Ste 9, Naples, FL, 34104
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Regulatory History (2)
Regulatory
August 2024Customer Dispute
March 2024Other Business ActivitiesSells Insurance
Cain operates Rocky Mountain Wealth Management, LLC as a DBA for LPL business and is an IAR for IHT Wealth Management, providing investment advisory services full-time. Cain also owns bucking bulls for agricultural purposes, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
Iht Wealth Management LLC
LPL Financial LLCBroker
Previous Registrations
Independent Financial Partners
LPL Financial LLC
Western Wealth Management LLC
Western Wealth Management LLC
LPL Financial LLC
Piper Jaffray & CO.
Piper Jaffray & CO.Broker
Dean Witter Reynolds INC.Broker
Painewebber IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.