MM
MM
Michael Markowski
29 Years of Experience
3 Disclosures
Michael Markowski is a registered investment advisor at Compass Financial Management LLC, based in Tampa, FL, with 29 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,350 clients with $520M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
40 advisors
Number of Clients
1,350 clients
Average Client Portfolio
$384K average
Assets Under Management
$519.0M
Fee Structure
Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.95% |
| $1.0M - $3.0M | 1.75% |
| $3.0M - $5.0M | 1.50% |
| $5M+ | 1.00% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Tampa, FL
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1997Closed-No Action
Customer Dispute
August 1997Closed-No Action
Customer Dispute
March 1997Settled
Other Business Activities
The provided text only contains the advisor's firm name and address. There is no information about Michael's outside business activities or insurance sales.
Employment History
Current Registrations
Compass Financial Management LLC
July 2018 - Present · 7 yrs 9 mos
Markowski Investments
June 2013 - Present · 12 yrs 10 mos
Previous Registrations
Westminster Financial Advisory CORP
December 2005 - January 2007 · 1 yr 1 mo
Westminster Financial Securities, INC.Broker
November 1999 - December 2020 · 21 yrs 1 mo
Janssen-Meyers Associates, L.P.Broker
May 1997 - March 1999 · 1 yr 10 mos
Duke & CO., INC.Broker
February 1996 - April 1997 · 1 yr 2 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.