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Michael John Markowski

Compass Financial Management LLC
29 Years of Experience
3 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compass Financial Management LLC
Compensation
Fee-Only (AUM)
Firm Size
34 advisors
Number of Clients
1,350 clients
Average Client Portfolio
$384K average
Assets Under Management
$519.0M

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.95%
$1.0M - $3.0M1.75%
$3.0M - $5.0M1.50%
$5M+1.00%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Minimum Annual Fee:$1,200

Location

Tampa, FL

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1997
Closed-No Action
Customer Dispute
August 1997
Closed-No Action
Customer Dispute
March 1997
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

The provided text only contains the advisor's firm name and address. There is no information about Michael's outside business activities or insurance sales.

Employment History
Current Registrations
Compass Financial Management LLC
July 2018 - Present · 7 yrs 7 mos
Markowski Investments
June 2013 - Present · 12 yrs 8 mos
Previous Registrations
Westminster Financial Advisory CORP
December 2005 - January 2007 · 1 yr 1 mo
Westminster Financial Securities, INC.Broker
November 1999 - December 2020 · 21 yrs 1 mo
Janssen-Meyers Associates, L.P.Broker
May 1997 - March 1999 · 1 yr 10 mos
Duke & CO., INC.Broker
February 1996 - April 1997 · 1 yr 2 mos
State Registrations1 state
FL
Advisor
Exams
No exam information available for this advisor.