Darren Graff
Darren Graff is a registered investment advisor at Guardant Wealth Advisors, based in Southampton, NY, with 30 years of industry experience. Darren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
GWA offers investment management services for an annual fee based on the amount of your portfolio. GWA does not have a set fee schedule, instead charges a maximum annual advisory fee of 2.00% that is agreed upon with the client. The fee will vary depending on the negotiated agreement between you and your Investment Advisor Representative. There is a minimum flat or fixed fee of $1,200 per year to maintain an account.
Location
33 Flying Point Road, Suite 103, Southampton, NY, 11968
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
October 2022Customer Dispute
February 2022Other Business ActivitiesSells Insurance
Darren is an owner/partner in 2200 Holdings LLC (dba Dune), a restaurant, and spends minimal time on it. He is also an investor in multiple restaurants, a coffee shop, and a recreational event space/bar, and spends minimal time on those activities. Darren also sells non-variable insurance products.
Employment History
Current Registrations
Guardant Wealth Advisors
Previous Registrations
Guardant Wealth Advisors
Belpointe Asset Management LLC
Belpointe Asset Management LLC
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Gkn Securities CORP.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.