TrueAdvisor
TrueAdvisor
AW
CFA
AW
CFA

Anne Bookwalter Walsh

Guggenheim Partners Investment Management, LLC
18 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Guggenheim Partners Investment Management, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
222 clients
Average Client Portfolio
$1.0B average
Assets Under Management
$228.7B

Fee Structure

Minimum Investment:$100M
Financial Planning:Investment management only

Location

330 Madison Avenue, 10th Floor, New York, NY, 10017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Guggenheim Partners Investment Management, LLC
May 2012 - Present · 13 yrs 9 mos
Previous Registrations
Guggenheim Partners Asset Management, LLC
June 2007 - December 2011 · 4 yrs 6 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.