AM
CFP
AM
CFP

Andrew Moss

30 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
205 advisors
Number of Clients
9,865 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$15.0B

Fee Structure

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Location

4 Campus Drive, Parsippany, NJ, 07054

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew is an insurance broker or agent, selling through various companies including SRM, an affiliated company. He also prepares financial statements for condominium associations and is on the investment committee for United Synagogue of Hoboken, while working full-time as an IAR for Summit Financial, LLC.

Employment History
Current Registrations
Summit Financial, LLC
December 2018 - Present · 7 yrs 2 mos
Purshe Kaplan Sterling InvestmentsBroker
September 2018 - Present · 7 yrs 5 mos
Previous Registrations
Summit Financial Resources INC
June 2002 - September 2018 · 16 yrs 3 mos
Summit Equities INC
May 2002 - December 2018 · 16 yrs 7 mos
Summit Equities, INC.Broker
November 1995 - September 2018 · 22 yrs 10 mos
State Registrations14 states
AZCACOCTFLGAILMANHNJNYORSCWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.