Stephen Smith is a CFA-designated registered investment advisor at Smith Group Asset Management, based in Dallas, TX, with 25 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees may be negotiated to a level lower than the maximum advisory fee schedule based on mandate size and client servicing requirements.
Fee Estimator
Location
100 Crescent Court, Suite 1150, Dallas, TX, 75201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Smith Group Asset Management
Previous Registrations
Discovery Management, LTD.
State Registrations1 state
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