BF
BF

Brian Falls

28 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
153 advisors
Number of Clients
23,131 clients
Average Client Portfolio
$276K average
Assets Under Management
$6.4B

Fee Structure

Minimum Investment:$5K
Loading...

Location

1707 N. Randall Road, Suite 200, Elgin, IL, 60123

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Brian operates under several DBAs for his LPL business, including Mueller Financial Services and Mueller Wealth. He also provides investment advisory services through IHT Wealth Management, dedicating nearly full-time hours to this activity.

Employment History
Current Registrations
Iht Wealth Management LLC
October 2022 - Present · 3 yrs 4 mos
LPL Financial LLCBroker
October 2022 - Present · 3 yrs 4 mos
LPL Financial LLC
October 2022 - Present · 3 yrs 4 mos
Previous Registrations
Edward Jones
May 2020 - August 2022 · 2 yrs 3 mos
Edward JonesBroker
May 2020 - August 2022 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2015 - May 2020 · 4 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2015 - May 2020 · 4 yrs 9 mos
T3 Trading Group, LLCBroker
November 2014 - January 2015 · 2 mos
Wts Proprietary Trading Group LLCBroker
August 2014 - November 2014 · 3 mos
Electronic Transaction Clearing, INC.Broker
November 2011 - June 2014 · 2 yrs 7 mos
Scottrade, INC.Broker
June 2005 - October 2011 · 6 yrs 4 mos
Charles Schwab & CO., INC.Broker
November 1996 - May 2005 · 8 yrs 6 mos
State Registrations8 states
ARAZCAILKYTNTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.