Charles Hartley
Charles Hartley is a registered investment advisor at A.G.P / Alliance Global Partners, based in Washington, DC, with 28 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
1701 Pennsylvania Ave, Suite 216, Washington, DC, 20006
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
February 2024Customer Dispute
December 2023Other Business Activities
Charles is a partner in Hartley LLC, a rental property co-owned with his brother, since 2004. He dedicates minimal time to this non-investment related activity.
Employment History
Current Registrations
A.G.P / Alliance Global Partners
A.G.P. / Alliance Global Partners
A.G.P. / Alliance Global PartnersBroker
Previous Registrations
B. Riley Wealth Advisors, INC.
B. Riley Wealth ManagementBroker
B Riley Wealth Management
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Robertson Stephens, INC.Broker
Bear, Stearns & CO. INC.Broker
Montgomery SecuritiesBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.