TrueAdvisor
TrueAdvisor
DW
DW

Daniel Wu

Strait & Sound
30 Years of Experience
8 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingTax PlanningEstate PlanningHigh Net Worth
Strait & Sound
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
277 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$303.9M

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $300K1.50%
$300K - $600K1.30%
$600K - $1.2M1.10%
$1.2M - $2.4M1.00%
$2.4M - $5.0M0.90%
$5.0M - $10.0M0.80%
$10M+0.80%

Fees negotiable for assets over $10,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

505 Montgomery Street, 10th Floor, San Francisco, CA, 94116

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2024
Final
Customer Dispute
December 2021
Settled
Customer Dispute
February 2020
Settled
Customer Dispute
July 2019
Settled
Customer Dispute
September 2018
Settled
Customer Dispute
July 2018
Settled
Customer Dispute
November 2016
Settled
Customer Dispute
June 2016
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Daniel is the Founder and CEO of Onvest LLC, a software company focused on financial market analytics, since July 2015. He spends about 15 hours per week on this activity.

Employment History
Current Registrations
Strait & Sound
May 2022 - Present · 3 yrs 9 mos
Pair Capital Wealth Management, LLC
February 2018 - Present · 8 yrs
Pair Lending LLC
January 2016 - Present · 10 yrs 1 mo
Previous Registrations
Gps Capital Management, LLC
February 2019 - December 2022 · 3 yrs 10 mos
Pg Global Wealth Management, INC.
November 2016 - October 2022 · 5 yrs 11 mos
Pair Capital Wealth Management, LLC
September 2016 - December 2017 · 1 yr 3 mos
Onvest LLC
July 2016 - October 2017 · 1 yr 3 mos
Gps Capital Management, LLC
September 2005 - December 2018 · 13 yrs 3 mos
Citicorp Investment ServicesBroker
October 2004 - October 2004 · 0 mos
Charles Schwab & CO., INC.Broker
November 1995 - August 2005 · 9 yrs 9 mos
State Registrations3 states
CATXWA
Advisor
Exams
No exam information available for this advisor.