Daniel Wu is a registered investment advisor at Strait & Sound, based in San Francisco, CA, with 30 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 277 clients with $300M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $300K | 1.50% |
| $300K - $600K | 1.30% |
| $600K - $1.2M | 1.10% |
| $1.2M - $2.4M | 1.00% |
| $2.4M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.80% |
Fees negotiable for assets over $10,000,000.
Fee Estimator
Location
505 Montgomery Street, 10th Floor, San Francisco, CA, 94116
Get directionsHistory
Regulatory History (8)
Regulatory
July 2024Customer Dispute
December 2021Customer Dispute
February 2020Customer Dispute
July 2019Customer Dispute
September 2018Customer Dispute
July 2018Customer Dispute
November 2016Customer Dispute
June 2016Other Business Activities
Daniel is the Founder and CEO of Onvest LLC, a software company focused on financial market analytics, since July 2015. He spends about 15 hours per week on this activity.
Employment History
Current Registrations
Strait & Sound
Pair Capital Wealth Management, LLC
Pair Lending LLC
Previous Registrations
Gps Capital Management, LLC
Pg Global Wealth Management, INC.
Pair Capital Wealth Management, LLC
Onvest LLC
Gps Capital Management, LLC
Citicorp Investment ServicesBroker
Charles Schwab & CO., INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.