Allen Jones is a registered investment advisor, based in Stamford, CT, with 29 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
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Regulatory History (2)
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Customer Dispute
January 2010Denied
Customer Dispute
November 2009Denied
Other Business Activities
Allen is an advisor on the board of Young Life-UCF since 2017, dedicating minimal time. He also sits on the Finance Advisory Board of the UCF business school since 2015, dedicating minimal time to advising the dean and staff about curriculum and important business skills.
Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
December 2025 - Present · 4 mos
Steward Partners Investment Solutions, LLCBroker
December 2025 - Present · 4 mos
Steward Partners Investment Solutions, LLC
December 2025 - Present · 4 mos
Previous Registrations
Raymond James & Associates, INC.
December 2017 - December 2025 · 8 yrs
Raymond James & Associates, INC.Broker
November 2017 - December 2025 · 8 yrs 1 mo
UBS Financial Services INC.
November 2008 - December 2017 · 9 yrs 1 mo
UBS Financial Services INC.Broker
November 2008 - December 2017 · 9 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 1997 - November 2008 · 11 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1996 - November 2008 · 12 yrs 7 mos
State Registrations28 states
AZCACOCTDCDEFLGAHIIAILMAMIMNMOMSNCNHNVNYORSCTNTXUTVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.